{"id":314,"date":"2011-06-01T20:12:14","date_gmt":"2011-06-01T20:12:14","guid":{"rendered":"http:\/\/www.whistleblowerlawyerblog.com\/2011\/06\/why_the_sec_whistleblower_rule.html"},"modified":"2021-06-11T17:46:19","modified_gmt":"2021-06-11T21:46:19","slug":"why_the_sec_whistleblower_rule","status":"publish","type":"post","link":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/","title":{"rendered":"Why the SEC Whistleblower Rules Show A New Seriousness About Using Valuable Whistleblower Information"},"content":{"rendered":"<p>The suspense over the final SEC whistleblower rules ended with the <a href=\"http:\/\/sec.gov\/rules\/final\/2011\/34-64545.pdf\">SEC&#8217;s release of its final whistleblower rules last week<\/a>. The CFTC is to follow suit soon in announcing its own commodities whistleblower rules.<\/p>\n<p>We have followed the SEC rules&#8217; development, after being part of the small group of pro-whistleblower attorneys who <a href=\"http:\/\/sec.gov\/rules\/final\/2011\/34-64545.pdf\">met  with the Commissioners and staff and urged changes to the draft rules to make them effective<\/a>.<\/p>\n<p>In January, I had the opportunity to visit with <a href=\"https:\/\/www.sec.gov\/comments\/s7-33-10\/s73310-263.pdf\">SEC Chairman Mary Schapiro, Director Khuzami, and SEC staff<\/a>, and then separately with Commissioners <a href=\"https:\/\/www.sec.gov\/comments\/s7-33-10\/s73310-175.pdf\">Luis A. Aguilar<\/a>, <a href=\"https:\/\/www.sec.gov\/comments\/s7-33-10\/s73310-261.pdf\">Kathleen L. Casey<\/a>, <a href=\"https:\/\/www.sec.gov\/comments\/s7-33-10\/s73310-258.pdf\">Troy A. Paredes<\/a>, and Elisse B. Walter, to discuss changes to the proposed rules for the new SEC Whistleblower program.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/\"  title=\"Continue Reading Why the SEC Whistleblower Rules Show A New Seriousness About Using Valuable Whistleblower Information\" class=\"more-link\">Continue reading \u2192<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The suspense over the final SEC whistleblower rules ended with the SEC&#8217;s release of its final whistleblower rules last week. The CFTC is to follow suit soon in announcing its own commodities whistleblower rules. We have followed the SEC rules&#8217; development, after being part of the small group of pro-whistleblower attorneys who met with the [&hellip;]<\/p>\n","protected":false},"author":6,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[13,12,22],"tags":[],"class_list":["post-314","post","type-post","status-publish","format-standard","hentry","category-financial-fraud","category-sec-whistleblower-program-cftc-whistleblower-program","category-sec-whistleblower-program-foreign-corrupt-practices-act-fcpa-cases"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Why the SEC Whistleblower Rules Show A New Seriousness About Using Valuable Whistleblower Information &#8212; Whistleblower Lawyer Blog &#8212; June 1, 2011<\/title>\n<meta name=\"description\" content=\"The suspense over the final SEC whistleblower rules ended with the SEC&#039;s release of its final whistleblower rules last week. The CFTC is to follow suit &#8212; June 1, 2011\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Why the SEC Whistleblower Rules Show A New Seriousness About Using Valuable Whistleblower Information &#8212; Whistleblower Lawyer Blog &#8212; June 1, 2011\" \/>\n<meta name=\"twitter:description\" content=\"The suspense over the final SEC whistleblower rules ended with the SEC&#039;s release of its final whistleblower rules last week. The CFTC is to follow suit &#8212; June 1, 2011\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Michael Sullivan\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Why the SEC Whistleblower Rules Show A New Seriousness About Using Valuable Whistleblower Information &#8212; Whistleblower Lawyer Blog &#8212; June 1, 2011","description":"The suspense over the final SEC whistleblower rules ended with the SEC's release of its final whistleblower rules last week. The CFTC is to follow suit &#8212; June 1, 2011","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/","twitter_card":"summary_large_image","twitter_title":"Why the SEC Whistleblower Rules Show A New Seriousness About Using Valuable Whistleblower Information &#8212; Whistleblower Lawyer Blog &#8212; June 1, 2011","twitter_description":"The suspense over the final SEC whistleblower rules ended with the SEC's release of its final whistleblower rules last week. The CFTC is to follow suit &#8212; June 1, 2011","twitter_misc":{"Written by":"Michael Sullivan","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/#article","isPartOf":{"@id":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/"},"author":{"name":"Michael Sullivan","@id":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/#\/schema\/person\/06cb979e5d74ec7f83f73b757da4331f"},"headline":"Why the SEC Whistleblower Rules Show A New Seriousness About Using Valuable Whistleblower Information","datePublished":"2011-06-01T20:12:14+00:00","dateModified":"2021-06-11T21:46:19+00:00","mainEntityOfPage":{"@id":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/"},"wordCount":378,"articleSection":["Financial Fraud","SEC Whistleblower Program &amp; CFTC Whistleblower Program","SEC Whistleblower Program: Foreign Corrupt Practices Act (FCPA) Cases"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/","url":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/why_the_sec_whistleblower_rule\/","name":"Why the SEC Whistleblower Rules Show A New Seriousness About Using Valuable Whistleblower Information &#8212; Whistleblower Lawyer Blog &#8212; June 1, 2011","isPartOf":{"@id":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/#website"},"datePublished":"2011-06-01T20:12:14+00:00","dateModified":"2021-06-11T21:46:19+00:00","author":{"@id":"https:\/\/www.finchmccranie.com\/whistleblower-blog\/#\/schema\/person\/06cb979e5d74ec7f83f73b757da4331f"},"description":"The suspense over the final SEC whistleblower rules ended with the SEC's release of its final whistleblower rules last week. 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