Securities Enforcement & Regulation

Our Securities Enforcement and Regulation group advises public companies, asset management firms, boards of directors and audit committees, and individual senior executives, officers, and directors in all types of securities law enforcement matters. These representations often remain non-public due to successful resolution without any action against our clients.

Our team includes a former Director of the SEC’s Atlanta Regional Office, a former Deputy Attorney General of the United States, five former Federal Prosecutors, and a former Federal Public Defender. We regularly and successfully appear before the SEC, U. S. Attorneys’ Offices, FINRA, and State Securities Commissions. We have the experience to guide clients through the investigatory process, the credibility to advocate effectively before the enforcement authorities, and the judgment to help clients achieve the best possible outcome in a variety of high stakes matters.

We also have a great deal of experience in representing audit committees and special board committees in internal investigations relating to alleged securities law violations and employee misconduct.

Contact us if you need assistance with securities law and regulation matters.
Walter Jospin Partner
Atlanta, GA (404) 658-9070
Emma Cecil Partner
Atlanta, GA (404) 658-9070
What Our Clients Say About Us
They did an outstanding job in a very complicated case. They worked tirelessly to achieve a positive outcome, which has meant that I am now able to enjoy my life again. My family and I will forever be grateful to them and their excellent team. A.R.
You guys are the BEST!! If I did not say before. As you probably know, this was one of the most trying times, to me, in my life. I have always felt that God has been watching over us, & that we were sent to [Finch McCranie] that day. Anonymous
They addressed my issues immediately and they were very helpful, timely and courteous all along the way, even though I was several states away. I would highly recommend them to anyone needing assistance with any type of legal problem. L.K.
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Best Law Firms 2019
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Martindale-Hubbell 2019